Are There Any Prerequisites to Taking the Series 6 and 63 Exams? You are not licensed to take stock orders from customers, and you are not allowed to trade options. In order to use your Series 6 license in your state, you must pass the state's version of the Series 63 license exam. Syskon, närstående och andra besökare är mycket välkomna och får komma om de är friska och ej varit i kontakt med smittsamma sjukdomar (exempelvis maginfluensa, vattenkoppor). Since these exams are both large, and have some overlapping material, we have put together an article for each exam separately.
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Getting the Series 6 License To take the Series 6 license exam, you must first register to become a member of finra by using the online form that is available through the finra website. Any Series 6 licensed sales professional is allowed to take the Series 7 exam, should they want to broaden their ability to sell a variety of securities. These products fall under the Series 7 and other licenses, and are generally not associated with insurance products. E-tjänster, för besökare och anhöriga. What Is the Difference Between a Series 6 and a Series 7 License?
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